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Registration for the latest CPT course

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If you are currently using your company email as a contact method, it is recommended to switch to a personal email for CPT course registration. Please notify us to update the relevant contact information. This ensures that even if you change jobs in the future, communication remains smooth, and important information such as attendance records is not lost.

【Applications are now closed】

2026-10-05 The 274 CPT

→ Click here to register ←

Speaker: 講者：
1. 王譯生律師（證券總會義務法律顧問、金誠同達（香港）律師事務所）
2. 董日成先生（康和富諮詢有限公司管理合夥人、前瑞銀資產管理中國區董事總經理）

Topic: 主題：【監管合規】 1: 持牌人常見違規個案與證監會紀律程序 2: 內部監控與持續監察實務：兼談AI及虛擬資產的新興合規風險

主題：【監管合規】
1: 持牌人常見違規個案與證監會紀律程序
2: 內部監控與持續監察實務：兼談AI及虛擬資產的新興合規風險
Time: 4:15 to 6:45PM

The association has been recognized by the Academic Accreditation Advisory Committee of the Securities and Futures Commission (SFC) as an institution providing continuous training

  • *The Zoom link for the CPT class will be sent out one day before the class.
  • *Eligible members with sufficient attendance hours will receive a certificate issued by cpt@hksfpa.org within two weeks from the date of the CPT.
  • *If you have not received the certificate by the specified date, you can email info@hksfpa.org for inquiries.

Membership Admission & Renewal

Register as a new member through our Google system, and please enter 'New Member' as the number. By joining online through the Federation of Trade Unions, you can immediately use the temporary number starting with 'F' to register

Application for Reissue/ Expedited Issue of CPT Certificate

  1. Application for Expedited Dispatch of Attendance Record: Regardless of the reason, if a member requires an attendance record within 7 days after the completion of a CPT course, please contact the Secretariat at info@hksfpa.org. to submit a request. The processing fee for each expedited attendance record application is HK$100. The attendance record will be sent to the applicant via email within 2 working days after confirming receipt of payment.
  2. Application for Reissuance of Attendance Record: Regardless of the reason, if a member requires to resend an attendance record 60 days after the CPT course has ended, it will be considered a reissuance. Members need to contact the Secretariat at info@hksfpa.org to submit a request. The processing fee for reissuing an attendance record for each course is HK$100, with a maximum charge of HK$500 per application.
  3. Disclaimer: HKSFPA reserves the right to interpret the terms of CPT courses. By registering for courses, you agree to, accept, and comply with all the above terms.