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History & Purpose

Professional Training

HKSFPA is dedicated to providing high-quality professional training programs to help practitioners enhance their skills and knowledge, meeting the ever-evolving demands of the industry.

Continuous Professional Training (CPT) courses are designed to support practitioners in their ongoing professional development. These courses ensure that professionals stay updated with the latest market trends, regulatory requirements, and industry developments, maintaining their competitive edge while adhering to best practice standards.

We have also invited the Hong Kong Monetary Authority as our speaker to provide CPT course.

We hosted a CPT course in the Hall of Hong Kong Stock Exchange.

The CEO of the Financial Dispute Resolution Centre conducted a CPT course for HKSFPA.

Sponsored by the Hong Kong Government, we have provided a successful training programme named “Financial Practitioners FinTech Training Programme” to the industry, with the support by Mr. Joseph Chan, Under Secretary of The Financial Services and the Treasury Bureau, representative from regulators, lawmakers, industry experts and professionals.

To support the Government's initiative for Islamic finance, we have arranged a CPT course of “Introduction of Islamic Finance”, which was supported and provided by the Malaysian International Financial Center.

Consulate General of Malaysia in Hong Kong - Mr. Muzambli Markam and HKSFPA Chairman - Mr. Mofiz Chan.

Providing Industry Information and Updates

As a prominent representative organization in Hong Kong’s financial services sector, HKSFPA is committed to delivering comprehensive and timely industry information, including the latest developments and trends in the Securities & Futures markets.

Through its official website, regular publications, electronic communications, and social media platforms, HKSFPA shares insights on market trends, regulatory changes, and other significant industry updates. These efforts help members stay informed, identify emerging opportunities, and navigate potential challenges in a dynamic environment.

Our Permanent Honorary Chairman, Mr. David Kwok On WONG was merit by the Secretary for Home Affairs on 27 November 2020. The Certificate of Commendation commended Mr. WONG's dedicated service and outstanding contribution to promoting the development of the Securities & Futures industry.

Meeting with Mr. Christopher HUI, Secretary for Financial Services and the Treasury (27 February 2024).

Meeting with Mr. HO Kai Ming, Under Secretary for Labour and Welfare (4 April 2023).

Meeting with Mr. Joseph CHAN, Under Secretary of The Financial Services and the Treasury Bureau (11 November 2022).

Interviewed by number of media about the elderly invested in high-risk financial products, investment scams, and other financial related social matters.

Simultaneously holding anti-fraud seminars with the Hong Kong Police Force and various organizations.

We were invited by various of media regarding the stamp duty matters in Hong Kong.

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TVB

Cable News

Membership Welfare

HKSFPA provides a wide range of benefits and exclusive privileges to its members, encompassing professional development resources, networking events, career support, and recreational activities. These initiatives are designed to create a platform that fosters professional growth and facilitates meaningful exchanges among members.

In addition, HKSFPA regularly organizes member activities to strengthen industry connections and collaborations, supporting members in achieving comprehensive growth in both their professional and personal endeavors.

We have arranged gathering events for our members and their families.

A day tour to the Lai Chi Wo and Grass Island (27 November 2022).

The celebration dinner for the new Board of Committee of HKSFPA on 2 September 2022, we invited Mr. Joseph CHAN, Under Secretary of the Financial Services and the Treasury, and Members of Legislative Council - Hon. Mr. CHAN Pui Leung and Hon. Mr. Aaron KWOK.

Industry Representation

As a representative organization for Hong Kong’s financial services sector, HKSFPA plays a vital role in advocating for the interests of its members and engaging in active dialogue and collaboration with relevant stakeholders.

HKSFPA frequently consults with regulatory authorities, government bodies, and other industry organizations on policy development, regulatory reforms, and emerging industry trends. It ensures that members’ interests are well-represented and adequately considered in the policymaking process.

Meeting with the Financial Services Development Council

Meeting with the Securities & Futures Commission

Meeting with the Financial Services and the Treasury Bureau and the Stock Exchange of Hong Kong regarding the trading arrangement under severe weather conditions.

HKSFPA proactively supports Hong Kong and the industry with constructive suggestions and opinions.

Professional Ethics and Standards, Contributing to Society

HKSFPA is committed to promoting high standards of professional ethics and conduct within the industry. It ensures that practitioners adhere to ethical principles and best practices, safeguarding the credibility and reputation of the sector.

Through training programs, information sharing, and the promotion of industry collaboration, HKSFPA supports its members in elevating their professional standards and contributing to the sustainable and healthy development of the industry.

We actively engage in different exchange activities for sharing insights, knowledge, and valuable experiences.

On 16 January 2023, Mr. Russell Beattie, Managing Director, Head of Asia Pacific of CME Asia, received CPT's Certific of Appreciation from HKSFPA.

Exchange activities in the Shanghai Stock Exchange

Exchange activities in the Shenzhen Stock Exchange

Visited the Shanghai Securities Association

Visited Ningbo Securities & Futures Association, Ningbo and Asset Management Association

On 11 August 2023, arranged by the Malaysia External Trade Development Corporation (“MATRADE”), our Chairman visited Kuala Lumpur to have discussions with Malaysia International Islamic Financial Centre (“MIFC”) and two local securities industry associations, namely the Association of Stockbroking Companies of Malaysia (“ASCM”) and the Association of Corporate Finance Advisers of Malaysia (“ACFA”), about the sharing of market information and industry experience.

Exchange activities in the Malaysia Stock Exchange (Bursa Malaysia Berhad) in Kuala Lumpur on 11 August 2023.

Exchange activities in the China's Taiwan Securities Association on 5 March 2024.

Courtesy visit of Korean Finance and Service Workers Union Securities Industry Division on 5 September 2023.

We firmly believe that young people and students are the pillars of our society's future and a crucial force in carrying forward the torch of the financial industry.

We are committed to making significant contributions to Hong Kong and the financial sector.

Career Forum in the Lingnan University

We organized youth employment seminars to students, with the goal of making meaningful contributions to the future career development of young individuals.

Career talk in the CCC Chuen Yuen College

We extend love, care and compassion to society, contributing and making a positive impact on the community.

We will continue to actively participate in various social welfare activities, give back to the society, and continue to provide care and support to those in need.

Charity work in Hong Chi Pinehill Children's Home (For Mildly Mentally Handicapped Children)