Dealer / Senior Dealer
刊登日期: 2026-08-10
編號 : 2026-010
職位 : Dealer / Senior Dealer
公司名稱 : Doo Financial HK Limited
地區 :
行業 :
職責 : Job Description
- Execute equity trades and manage the desk's order book across HK and US markets while actively monitoring client trading activities.
- Process and manage IPO and placing orders, subscriptions, and allocations efficiently.
- Support trading operations through accurate order execution, trade processing, and post-trade support.
- Perform daily trade and position reconciliations across accounts.
- Deliver high-quality client service, handling client enquiries, account opening procedures, and Know Your Customer (KYC) documentation.
- Lead and support Client Services initiatives, maintaining high standards of client engagement and regulatory compliance.
- Handle ETF, discretionary account and other relevant product dealing activities; candidate experience with creation and redemption mechanics is highly advantageous.
- Perform ad-hoc tasks as assigned by management.
資歷 : Requirements:
Benefits:
- Licensed with the HK SFC as a Licensed Representative for Type 1 regulated activity; RA4 and RA9 licenses with relevant dealing experience are preferred
- 3–8 years of relevant securities trading experience.
- University degree in a relevant discipline is preferred.
- Solid understanding of HKEX trading rules, participant obligations, & trade settlement workflows.
- Experience with third-party trading systems (e.g., Hundsun, Ayers) & Bloomberg is highly preferred.
- Excellent communication skills in English and Cantonese. Proficiency in Mandarin is essential.
Benefits:
- Clear career progression and development prospects
- 5-day working week; Annual leave and Birthday leave;
- Double pay, Discretionary bonus, Education allowance, Team building allowance;
- Comprehensive medical insurance coverage
- Office with a full sea view and located near MTR
待遇 : Full Time Employment in Hong Kong
申請須知 : [For HKSFPA Member Apply Only] For interest, please filled up the "Service Agreement between Employment Agencies and Job Seekers", please indicate your salary expectation and language proficiency, and send your CV with Reference Number to jobs@hksfpa.org
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Dealer / Senior Dealer
2026-08-10